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Financial Library

Anonymous shelf assessment

Dodd-Frank and Derivatives Regulation: From Concepts to Codes

Shelf score 7.5 / 10

On Dodd-Frank and Derivatives Regulation: From Concepts to Codes · Kenneth D. Campbell · John Wiley & Sons

Published 23 March 2026

A comprehensive guide to Dodd-Frank derivatives regulation and compliance.

Overview

This book provides an in-depth analysis of the Dodd-Frank Act as it pertains to derivatives regulation. It covers essential topics such as swap dealer rules, clearing, and reporting requirements, making it a vital resource for those navigating the complex regulatory landscape.

Targeted primarily at lawyers and compliance officers, the text is designed to enhance understanding of the legal frameworks governing derivatives. It aims to bridge the gap between conceptual knowledge and practical application in the field of derivatives trading and compliance.

By area & interest

  • Regulatory Landscape

    The book details the intricate regulatory environment established by the Dodd-Frank Act, which reshaped the derivatives market following the financial crisis.

  • Compliance Focus

    It emphasizes compliance aspects, providing guidance on how to adhere to the complex rules that govern derivatives trading.

  • Target Audience

    The content is particularly beneficial for traders, compliance officers, and lawyers who require a thorough understanding of derivatives regulation.

Basis of this assessment

The assessment is based on catalogue information and a brief description of the book's content.

Strengths

The book is a comprehensive resource on derivatives regulation, offering detailed insights into compliance requirements under the Dodd-Frank Act.

Limitations

The content is heavily focused on legal aspects, which may not appeal to readers seeking a broader overview of derivatives without legal jargon.

Ideal reader

This book is ideal for legal professionals and compliance officers who need to navigate the complexities of derivatives regulation.

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